Broker Check

Our Privacy Notice

Burr Ridge Financial Services, Inc.

Protection of Your Personal Financial Information

Who We Are: Burr Ridge Financial Services, Inc., includes Burr Ridge Financial Planning, a Registered Investment Adviser, and Burr Ridge Insurance Agency, a licensed insurance firm. Our representatives and agents provide financial services and products to the general public. We are providing you with this privacy policy to describe how we collect information about you, under what circumstances we may disclose the information to others, and how we safeguard your information in our possession.

Information We Collect: We collect and use information about you in order to provide you with our financial services and products. For example, we use your information to determine the suitability of our investment recommendations and to process transactions for your account. We obtain most information directly from you when you engage financial planning or advisory services or when you open an account to purchase financial products from us. We may also obtain information about you from our representatives and their affiliated businesses, and from third parties such as retirement plan sponsors or third-party administrators, banking and lending institutions, mutual fund companies, insurance companies, your former or current broker-dealer or its registered representative, clearing firms, or others who provide you with financial products or services. This may include information such as your name, address, social security number, assets, income, net worth, beneficiary designations and other information from your application.

Information We Disclose: We may disclose information about you, as described above, to our staff, affiliates, representatives, their affiliated businesses, and nonaffiliated third parties who provide you with financial products and services. These nonaffiliated third parties may include retirement plan sponsors or third-party administrators, banking and lending institutions, mutual fund companies, insurance companies and agencies, broker-dealers, and clearing firms. Our privacy policy is the same for current as well as former clients. Also, if you close your account, in the process of transferring your investments, we may share your information with the new representative or agent that you select. If our representative servicing your account leaves us to join another firm, the representative may be permitted to retain copies of your information so that he or she can assist with the transfer of your account and continue to serve you at their new firm. The representative's continuing use of your information will be subject to the new firm's privacy policy. We may disclose information such as your name, address, social security number, date of birth, transactional information, or other financial information when necessary for us to provide you with financial products and services or report on your account, or where disclosure is prescribed by law. For example, we may disclose information during the course of an audit or to law enforcement or regulatory agencies. We do not disclose your information to nonaffiliated companies who intend to market their products to you. For example, we will not sell clients' names and addresses to a catalogue or marketing company.

Securing Your Information: Our staff, affiliates, and representatives who have access to your information are required to follow our procedures as reasonably designed to keep your information secure and confidential. Our physical, electronic and procedural safeguards have been reasonably designed to protect your information. Other Applicable Laws: The practices described herein are in accordance with Federal Law. We also follow privacy requirements under applicable state law. If a state's privacy laws are more restrictive than those stated in this policy, we will comply with those laws.

Questions: If you have questions about our privacy policy, you may contact us at 760 Village Center Drive, Suite 200, Burr Ridge, Illinois 60527. We appreciate your business and look forward to serving your financial service needs.